Legislation & Regulation – The Principal Blog https://blog.principal.com Investment management insights and commentary Thu, 17 Aug 2017 12:42:45 +0000 en-US hourly 1 https://wordpress.org/?v=4.7.5 51474561 Setting expectations with clients post DOL fiduciary regulatory package https://blog.principal.com/2016/11/28/setting-expectations-with-clients-post-dol-fiduciary-regulatory-package/ Mon, 28 Nov 2016 16:00:47 +0000 https://blog.principal.com/?p=10899 10899 Breaking down the DOL fiduciary regulation: How will fiduciaries get paid? https://blog.principal.com/2016/10/31/breaking-down-the-dol-fiduciary-regulation-how-will-fiduciaries-get-paid/ Mon, 31 Oct 2016 15:10:55 +0000 https://blog.principal.com/?p=10733 10733 Breaking down the DOL regulatory package: Taking on a fiduciary position for the first time? https://blog.principal.com/2016/10/12/breaking-down-the-dol-regulatory-package-taking-on-a-fiduciary-position-for-the-first-time/ Wed, 12 Oct 2016 15:00:50 +0000 https://blog.principal.com/?p=10728 10728 Breaking down the DOL fiduciary regulation: What makes you a fiduciary? https://blog.principal.com/2016/09/12/breaking-down-the-dol-regulatory-package-what-makes-you-a-fiduciary/ Mon, 12 Sep 2016 14:55:08 +0000 https://blog.principal.com/?p=10712 10712 Unwrapping Fiduciary Regulatory Change https://blog.principal.com/2016/05/26/unwrapping-fiduciary-regulatory-change/ Thu, 26 May 2016 18:00:56 +0000 https://blog.principal.com/?p=10409 10409 Third Defined Benefit “Relief” Law Less Charming to Plan Sponsors https://blog.principal.com/2015/12/22/third-defined-benefit-relief-law-less-charming-to-plan-sponsors/ https://blog.principal.com/2015/12/22/third-defined-benefit-relief-law-less-charming-to-plan-sponsors/#comments Tue, 22 Dec 2015 19:00:05 +0000 https://blog.principal.com/?p=9817 https://blog.principal.com/2015/12/22/third-defined-benefit-relief-law-less-charming-to-plan-sponsors/feed/ 1 9817 Proposed DOL Fiduciary Regulation May Lead to Unintended Roadblocks for 403(b)s https://blog.principal.com/2015/09/21/proposed-dol-fiduciary-regulation/ Mon, 21 Sep 2015 13:00:47 +0000 https://blog.principal.com/?p=9278 9278 Market Volatility and the Fiduciary Proposal https://blog.principal.com/2015/09/02/market-volatility-and-the-fiduciary-proposal/ Wed, 02 Sep 2015 18:00:25 +0000 https://blog.principal.com/?p=9189 9189 DOL Fiduciary Proposal Subjects Rollover Advice to ERISA Fiduciary Standard of Care https://blog.principal.com/2015/08/27/dol-fiduciary-proposal-subjects-rollover-advice-to-erisa-fiduciary-standard-of-care/ Thu, 27 Aug 2015 21:30:20 +0000 https://blog.principal.com/?p=9138 9138 DOL Fiduciary Proposal Turns Financial Professionals into ERISA Fiduciaries in Selling Investment Products https://blog.principal.com/2015/08/20/dol-fiduciary-proposal-turns-financial-professionals-into-erisa-fiduciaries-in-selling-investment-products/ https://blog.principal.com/2015/08/20/dol-fiduciary-proposal-turns-financial-professionals-into-erisa-fiduciaries-in-selling-investment-products/#comments Thu, 20 Aug 2015 21:30:23 +0000 https://blog.principal.com/?p=9083 https://blog.principal.com/2015/08/20/dol-fiduciary-proposal-turns-financial-professionals-into-erisa-fiduciaries-in-selling-investment-products/feed/ 3 9083