◀ The Principal Blog

Decoding the DOL Proposed Fiduciary Regulations



Are you the type of person who loves or hates change? I’ve found over the years that change is inevitable, so I try to focus in on the positives and keep my eyes ahead. Most of the time change pushes me to a better outcome because I am forced to rethink about the way things have always been done.…

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SEC vs. DOL



No, I’m not talking about the Southeastern Conference (SEC) vs. all Da Other Leagues (DOL) in college football—although that would be timely as well. I’m talking about the Securities and Exchange Commission (SEC) vs. the Department of Labor (DOL). These groups have recently been rumored to…

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