◀ The Principal Blog

Posts tagged ‘Tax Exempt’

Car warranties, retirement plans and advisor scenarios



The car my wife drives recently starting making an odd noise. We’ve owned the car for 63 months and have 58,000 miles on it.   The dealership service department determined it was a faulty transmission, and needed to be replaced.  63 months says I’m outside my 60/60,000 powertrain warranty. …

Read more

Fiduciary regulations: A cautionary tale for 403(b) plan sponsors



The 403(b) industry has seen a lot of changes over the past nine years. However, even with all the regulatory changes, the Internal Revenue Service (IRS) and the Department of Labor (DOL) have given non-profit organizations a lot of time to bring their plans into compliance. However, it now looks…

Read more

Recent