◀ The Principal Blog

Posts tagged ‘Regulations’

Proposed DOL Fiduciary Regulation May Lead to Unintended Roadblocks for 403(b)s

What’s all the fuss about surrounding the Department of Labor’s (DOL’s) proposed fiduciary regulation?  After all, the DOL and proponents of the regulations say that it’s simply about having the financial services industry act in the best interest of plans and individuals. In reality,…

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Increased Bank Capital Requirements – Some Investors Love It, Some Hate It

On 9 December, the Federal Reserve (Fed) released a notice of proposed rule-making (NPR) that would require the largest U.S. banks to increase their capital levels even further. Specifically, this new capital requirement will be tied to a bank’s “systemic risk profile.” That’s a fancy way…

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