◀ The Principal Blog

Posts tagged ‘Regulation’

Proposed DOL Fiduciary Regulation May Lead to Unintended Roadblocks for 403(b)s

What’s all the fuss about surrounding the Department of Labor’s (DOL’s) proposed fiduciary regulation?  After all, the DOL and proponents of the regulations say that it’s simply about having the financial services industry act in the best interest of plans and individuals. In reality,…

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Decoding the DOL Proposed Fiduciary Regulations

Are you the type of person who loves or hates change? I’ve found over the years that change is inevitable, so I try to focus in on the positives and keep my eyes ahead. Most of the time change pushes me to a better outcome because I am forced to rethink about the way things have always been done.…

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