◀ The Principal Blog

Posts tagged ‘Fiduciary’

PSCA Snapshot Survey reveals opportunities for plan sponsors and how advisors can help



This past summer, my wife and I moved into a new community. As in most communities, there is a robust recycling program. The only problem is figuring out the rules. Specifics aren’t written anywhere, but I’ve learned through trial and error that you need to keep paper separate from plastic and…

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Setting expectations with clients post DOL fiduciary regulatory package



As you envision becoming an ERISA fiduciary, I’d encourage you to start thinking about setting expectations with your retirement plan clients sooner rather than later. Why? Well, I’m guessing you and your clients will want to know: How, and to what extent, you’ll provide investment advice How…

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