◀ The Principal Blog

Posts tagged ‘Fiduciary’

Setting expectations with clients post DOL fiduciary regulatory package



As you envision becoming an ERISA fiduciary, I’d encourage you to start thinking about setting expectations with your retirement plan clients sooner rather than later. Why? Well, I’m guessing you and your clients will want to know: How, and to what extent, you’ll provide investment advice How…

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Breaking down the DOL regulatory package: Taking on a fiduciary position for the first time?



My 25-year college reunion is just around the corner so, I’ve been reminiscing lately about the ‘good old days’. And then, started thinking about my son – a high school senior – going off to college next year. I remember how hard the academic transition from high school to college was for…

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