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Posts tagged ‘DOL’

Fiduciary regulations: A cautionary tale for 403(b) plan sponsors

The 403(b) industry has seen a lot of changes over the past nine years. However, even with all the regulatory changes, the Internal Revenue Service (IRS) and the Department of Labor (DOL) have given non-profit organizations a lot of time to bring their plans into compliance. However, it now looks…

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Proposed DOL Fiduciary Regulation May Lead to Unintended Roadblocks for 403(b)s

What’s all the fuss about surrounding the Department of Labor’s (DOL’s) proposed fiduciary regulation?  After all, the DOL and proponents of the regulations say that it’s simply about having the financial services industry act in the best interest of plans and individuals. In reality,…

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