◀ The Principal Blog

Posts tagged ‘DOL’

Shape up your retirement program in 2016



Many of us start off every new year with the resolution of getting in better shape.   For some, that can mean physical shape.  For others, it could mean financial, intellectual, emotional, spiritual, etc.  Ideally, along with the resolution, is a strategy to arrive at a desired goal. Have you…

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ESOPs: Invest in Good Governance



DOL settlements. Supreme Court decisions. Proposed fiduciary rules. Stock-drop lawsuits. Should business owners pause before considering implementing an Employee Stock Ownership Plan (ESOP)? If not, what should the company and selling owner do to protect themselves? Thoughtful planning and…

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