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Posts tagged ‘Department of Labor’

Breaking down the DOL regulatory package: Taking on a fiduciary position for the first time?



My 25-year college reunion is just around the corner so, I’ve been reminiscing lately about the ‘good old days’. And then, started thinking about my son – a high school senior – going off to college next year. I remember how hard the academic transition from high school to college was for…

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Breaking down the DOL fiduciary regulation: What makes you a fiduciary?



There’s no doubt, the DOL fiduciary regulatory package has changed the financial services landscape. Simply put, it redefines the activities that make you a fiduciary under the Employer Retirement Security Income Act (ERISA). If you’re like most advisors, you’ve already spent a lot of time…

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