◀ The Principal Blog

Posts tagged ‘401(k)’

Why you monitor target date funds



This is the final installation of my blog series on the four stages of a target date investment option (TDF) (read the series). Here, I’ll talk about the importance of monitoring a TDF in a retirement plan’s investment lineup. The Department of Labor has outlined that a plan fiduciary has the…

Read more

ESOPs: Invest in Good Governance



DOL settlements. Supreme Court decisions. Proposed fiduciary rules. Stock-drop lawsuits. Should business owners pause before considering implementing an Employee Stock Ownership Plan (ESOP)? If not, what should the company and selling owner do to protect themselves? Thoughtful planning and…

Read more

Recent