◀ The Principal Blog

Posts tagged ‘401(k)’

ESOPs: Invest in Good Governance



DOL settlements. Supreme Court decisions. Proposed fiduciary rules. Stock-drop lawsuits. Should business owners pause before considering implementing an Employee Stock Ownership Plan (ESOP)? If not, what should the company and selling owner do to protect themselves? Thoughtful planning and…

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Financial advisors: retirement education for target date funds



This is part 3 of my blog series on the four stages of a target date investment option (TDF) (see the intro;  part 1 – Selection; and part 2 – Implementing). Here, the topic is education about TDFs in a retirement plan. It’s important to note that ‘effective employee…

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