◀ The Principal Blog

Setting expectations with clients post DOL fiduciary regulatory package



As you envision becoming an ERISA fiduciary, I’d encourage you to start thinking about setting expectations with your retirement plan clients sooner rather than later. Why? Well, I’m guessing you and your clients will want to know: How, and to what extent, you’ll provide investment advice How…

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Brexit Derailed?



On November 3rd, in a surprise result, the High Court in London ruled that the government must gain Parliamentary approval before triggering Article 50, the legal route for Britain to leave the European Union. While Brexiteers had campaigned on the promise to take back powers from Brussels to the…

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