◀ The Principal Blog

Posts from the ‘Advisors’ category

Think you know ESOPs?



Over the past couple of years I have written several posts about when an Employee Stock Ownership Plan (ESOP) may be able to benefit selling business owners, companies, and employees. This short video (4:33) summarizes many of those opportunities.  It also features several companies that have…

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Unwrapping Fiduciary Regulatory Change



Many of my colleagues and I have recently been labeled ‘ERISA nerds’, a title we wear with pride. My career has focused on delving into retirement regulation and how to interpret it. As I look at the new Department of Labor (DOL) fiduciary regulation package, I can’t think of many other times…

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