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Posts from the ‘Legislation & Regulation’ category

Illustrations Reduce Missed Opportunities for Retirement Security



If you’ve attended a Little League baseball game recently, you’ve probably experienced the frustration of watching a young batter watch a perfectly good strike go by and then take a wild swing at a pitch that hits the dirt before it hits the plate. You may find yourself saying under your…

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Financial Professionals: What is Considered “Reasonable” Compensation?



We are often asked the following question from investment professionals and recordkeepers – “How do I demonstrate that my compensation is reasonable?” Understanding and demonstrating the “reasonableness” of your compensation has come to the forefront of what plan sponsors now expect in…

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