◀ The Principal Blog

Posts from the ‘Legislation & Regulation’ category

Market Volatility and the Fiduciary Proposal



As summer starts winding down many people are anxious about what’s next.  For my kids, it was waiting on a letter to find out who their next teacher was going to be. For many others it is a new school or parents learning to adjust to life as their children go off to college.  Now the recent…

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DOL Fiduciary Proposal Subjects Rollover Advice to ERISA Fiduciary Standard of Care



In our previous blog post, we commented that the Department of Labor’s (DOL) fiduciary rule proposal can be viewed as the “ERISA-fication” of Individual Retirement Accounts (IRAs). For example, the DOL’s proposal includes a new proposed exemption called the Best Interest Contract Exemption…

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